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Compliance

Compliance

Compliance means prevention of the realization of legal risks, avoidance of liabilites and proctection against repudational damage for enterprises. The first step is the awarness of legal requirements which must be kept updated on continous basis. At the next step a risk analysis will be undertaken for the specific entities and based on this analysis the proper prevention measures, processes and reporting lines are defined.

Activities / References
  • Anti-money laundering prevention
  • Issuer’s compliance
  • Ad-hoc reporting
  • Communication directives
  • Corporate Governance
  • Anti-corruption guidelines
  • Prevention of liabilty of executive directors, supervisory board members and executive management

Dr. Paul Koppenwallner LL.M.
Dr. Roman Hager, LL.M.